S
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange【Mainland China】
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System【UK】
SEAQI see Stock Exchange Automated Quotations System for International Equities【UK】
SEATS see Stock Exchange Alternative Trading Service【UK】
SEC see Securities and Exchange Commission【US】
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
SEOCH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board【UK】
SMARTS see Securities Market Automated Research, Training & Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System【US】
SPDR see Standard & Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System【Mainland China】
SWIFT see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 標(biāo)準(zhǔn)普爾/香港交易所綜合指數(shù)
S&P/HKEx GEM 標(biāo)準(zhǔn)普爾/香港交易所創(chuàng)業(yè)板指數(shù)
S&P/HKEx LargeCap 標(biāo)準(zhǔn)普爾/香港交易所大型股指數(shù)
S&P/HKEx MidCap 25 標(biāo)準(zhǔn)普爾/香港交易所中型股25指數(shù)
S&P/HKEx SmallCap 50 標(biāo)準(zhǔn)普爾/香港交易所小型股50指數(shù)
sales representative 營業(yè)代表
sales revenue 銷售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提高運(yùn)作的能力
scalping 老鼠倉活動(dòng);食價(jià)
scheme of arrangement 協(xié)議安排;協(xié)議計(jì)劃
screen 熒幕;屏幕*
scrip dividend 以股代息
scrip fee 股票登記費(fèi);登記過戶費(fèi)
scrip issue 發(fā)行紅股
scripless trading 無紙化交易
seasoned securities 優(yōu)質(zhì)證券
second board 第二板;第二板市場
second liner; second line stock 二線股
second market 第二板;第二板市場
secondary listing 第二上市
secondary market 交易市場;二級(jí)市場
Secretary for Economic Development and Labour 經(jīng)濟(jì)發(fā)展及勞工局局長
Secretary for Financial Services and the Treasury 財(cái)經(jīng)事務(wù)及庫務(wù)局局長
secured debts 抵押債項(xiàng)
Securities (Clearing Houses) Ordinance 《證券(結(jié)算所)條例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《證券(交易商、投資顧問、合伙及代表)規(guī)則》
Securities (Disclosure of Interests) Notification History Reports 《證券(披露權(quán)益)具報(bào)紀(jì)錄》
Securities (Disclosure of Interests) Notification Summaries【publication】 《證券(披露權(quán)益)具報(bào)摘要》【刊物】
Securities (Disclosure of Interests) Ordinance 《證券(披露權(quán)益)條例》
Securities (Insider Dealing) Ordinance 《證券(內(nèi)幕交易)條例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年證券(保證金融資)(修訂)條例》
Securities (Stock Lending) Rules 《證券(證券借出)規(guī)則》
Securities Analysts Association of China (SAAC) 中國證券業(yè)協(xié)會(huì)證券分析師專業(yè)委員會(huì)
Securities and Derivatives Communication Network (SDNet) 證券及衍生工具團(tuán)體網(wǎng)絡(luò)
Securities and Exchange Commission (SEC)【US】 證券交易委員會(huì)【美國】
Securities and Futures (Clearing Houses) Ordinance 《證券及期貨(結(jié)算所)條例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年證券及期貨(合約限量及須申報(bào)的持倉量)(修訂)規(guī)則》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《證券及期貨(披露權(quán)益-免除 )規(guī)例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《證券及期貨(披露權(quán)益-證券借貸)規(guī)則》
Securities and Futures (Price Stabilising) Rules 《證券及期貨(穩(wěn)定價(jià)格)規(guī)則》
Securities and Futures (Professional Investor) Rules 《證券及期貨(專業(yè)投資者)規(guī)則》
Securities and Futures (Recognized Counterparty) Rules 《證券及期貨(認(rèn)可對(duì)手方 )規(guī)則》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨(賣空豁免及證券借出 )規(guī)則》
Securities and Futures (Stock Market Listing) Rules 《證券及期貨(在證券市場上市 )規(guī)則》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨(轉(zhuǎn)移職能予聯(lián)交所 )令》
Securities and Futures Appeals Panel 證券及期貨事務(wù)上訴委員會(huì)
Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務(wù)上訴委員會(huì)(費(fèi)用)令》
Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務(wù)上訴委員會(huì)程序規(guī)則》
Securities and Futures Appeals Tribunal 證券及期貨事務(wù)上訴審裁處
Securities and Futures Commission, The (SFC) 證券及期貨事務(wù)監(jiān)察委員會(huì)(證監(jiān)會(huì))
Securities and Futures Commission 【Taiwan】 證券暨期貨管理委員會(huì)【臺(tái)灣】
Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務(wù)監(jiān)察委員會(huì)(周年報(bào)表)規(guī)則》
Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務(wù)監(jiān)察委員會(huì)(職能移交)令》
Securities and Futures Commission (Fees) Rules 《證券及期貨事務(wù)監(jiān)察委員會(huì)(費(fèi)用)規(guī)則》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務(wù)監(jiān)察委員會(huì)(征費(fèi))(期貨合約)令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務(wù)監(jiān)察委員會(huì)(征費(fèi))(證券)(修訂)令》
Securities and Futures Commission (Levy) Rules 《證券及期貨事務(wù)監(jiān)察委員會(huì)(征費(fèi))規(guī)則》
Securities and Futures Commission Ordinance 《證券及期貨事務(wù)監(jiān)察委員會(huì)條例》
Securities and Futures Intermediaries Activities Surveys【SFC】 《證券及期貨中介機(jī)構(gòu)業(yè)務(wù)調(diào)查》【證監(jiān)會(huì)】
Securities and Futures Market Development Working Group 證券期貨市場發(fā)展工作小組
Securities and Futures Ordinance 《證券及期貨條例》
Securities and Investment Board (SIB)【UK】 證券及投資管理局【英國】
Securities Association of China, The (SAC) 中國證券業(yè)協(xié)會(huì)
securities borrowing and lending agreement (SBLA) 證券借貸協(xié)議書
Securities Brokers Course 證券經(jīng)紀(jì)課程
Securities Brokers Examination 證券經(jīng)紀(jì)考試
securities collateral 證券抵押品
Securities Compensation Fund Committee【SFC】 證券賠償基金委員會(huì)【證監(jiān)會(huì)】
securities lender 證券借出人
securities margin financier 證券保證金融資人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場數(shù)據(jù)研究、培訓(xùn)及監(jiān)察自動(dòng)化系統(tǒng)
Securities Market Herald 【publication】 《證券市場導(dǎo)報(bào)》
Securities Offering Issues sub-group 證券發(fā)售事宜工作小組
Securities Trading Automated Quotation System (STAQS)【Mainland China】 證券交易自動(dòng)報(bào)價(jià)系統(tǒng)【中國內(nèi)地】
Securities Training Programme 證券業(yè)培訓(xùn)課程
securities-on-hold mechanism 凍結(jié)股份機(jī)制
securitisation 證券化
security 抵押品;擔(dān)保物
security arrangement 抵押安排;保障安排
security interest 擔(dān)保權(quán)益
"see-through" price 透視價(jià)
segregated trust account 獨(dú)立信托戶口
segregation of securities 證券隔分
SEHK Enquiry Hotline 聯(lián)交所信息服務(wù)熱線
SEHK Monthly Bulletin 《香港聯(lián)合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港聯(lián)合交易所期權(quán)結(jié)算所有限公司(聯(lián)交所期權(quán)結(jié)算所)
selective marketing basis 選擇性銷售方式
Self Clearing Participant (SCP) 自行結(jié)算參與者
self-clearing 自行結(jié)算
self-regulatory organisation; self-regulating organisation 自律監(jiān)管機(jī)構(gòu)
sell order 賣盤;沽盤
sensitivity analysis 敏感度分析
SEOCH collateral 聯(lián)交所期權(quán)結(jié)算所抵押品
SEOCH Participant 聯(lián)交所期權(quán)結(jié)算所參與者
separate listing 獨(dú)立上市
Serial Month Hibor Futures 三個(gè)月拆息利率期貨
series margin value 系列按金價(jià)值
set off 抵銷
Settled Position Report【CCASS】 已交收數(shù)額報(bào)告【中央結(jié)算系統(tǒng)】
settlement backlog 交收積壓
settlement bank 交收銀行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload【CCASS】 交收指示整批傳送【中央結(jié)算系統(tǒng)】
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report【CCASS】 交收?qǐng)?bào)告【中央結(jié)算系統(tǒng)】
settlement risk 交收風(fēng)險(xiǎn)
SFC (HKEC Listing) Appeals Committee 證監(jiān)會(huì)(香港交易所上市)上訴委員會(huì)
SFC (HKEC Listing) Committee 證監(jiān)會(huì)(香港交易所上市)委員會(huì)
SFC (HKEC Listing) Executive 證監(jiān)會(huì)(香港交易所上市)執(zhí)行人員
SFC Alert 《證監(jiān)快訊》
SFC Code on MPF Products 《證監(jiān)會(huì)強(qiáng)積金產(chǎn)品守則》
SFC Dual Filing Advisory Group 證監(jiān)會(huì)雙重存檔事宜顧問小組
SFC Enforcement Reporter 《證監(jiān)會(huì)執(zhí)法月報(bào)》
shadow director 影子董事
Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結(jié)算公司
Shanghai Stock Exchange 上海證券交易所
share capital 股本
share entitlements 股份權(quán)益
share exchange 以股換股
share margin finance provider (SMFP) 證券按貸財(cái)務(wù)提供者
share margin financing 證券保證金融資;股票按貸財(cái)務(wù)
share option 購股權(quán);股份認(rèn)購權(quán);認(rèn)股權(quán);認(rèn)股期權(quán)
share register 股東名冊
share registrar 股票過戶登記處;過戶處
share repurchase 購回股份;股份購回
share scheme 股份計(jì)劃
shareholder loan 股東貸款
Shareholders Group【SFC】 股東權(quán)益小組【證監(jiān)會(huì)】
shareholding 股權(quán)
shareware 共享軟件
shelf registration facility【US】 暫擱注冊;緩行注冊【美國】
Shenzhen Securities Clearing Company Limited 深圳證券結(jié)算有限公司
Shenzhen Securities Registration Company Limited 深圳證券登記有限公司
Shenzhen Stock Exchange 深圳證券交易所
short call position 認(rèn)購期權(quán)空倉
short interest 賣空股份總額
short options contract 期權(quán)短倉合約
short position 淡倉;空倉;空頭*
short put 認(rèn)沽期權(quán)空倉
short seller 賣空賣方
short selling 賣空;沽空;拋空
Short Selling Pilot Scheme 股份賣空試驗(yàn)計(jì)劃
short squeeze 挾倉
short term borrowings 短期舉債;短期借貸
short-dated securities 短期證券
short-term money 短期資金
SI Activity Report【CCASS】 交收指示活動(dòng)報(bào)告【中央結(jié)算系統(tǒng)】
SI Batch File Service 整批輸入交收指示
SI Status Report【CCASS】 交收指示狀況報(bào)告【中央結(jié)算系統(tǒng)】
SI transaction 交收指示的交易
significant shareholder【GEM】 高持股量股東【創(chuàng)業(yè)板】
simulation system 仿真系統(tǒng)
Singapore Exchange (SGX) 新加坡交易所
single price auction system 單一價(jià)格競價(jià)市場
single share derivative warrant 單一種股份的衍生權(quán)證
sinking fund 償債基金
Sino-foreign equity joint venture 中外合資企業(yè)
slow trading 交投呆滯
small cap stock 細(xì)價(jià)股
Small Order Entry System / Small Order Execution System (SOES)【US】 細(xì)盤撮合系統(tǒng)【美國】
Small Order First-In-First-Out 細(xì)額先到先得
smart card 聰明卡;醒目卡;靈巧卡
snapshot 瞬像;瞬態(tài);「定鏡」處理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環(huán)球銀行財(cái)務(wù)電信協(xié)會(huì)
soft commission 軟傭金;非金錢傭金
soft currency 軟貨幣;弱勢貨幣
soft landing 軟著陸
soft-dollar benefits 非金錢利益
sole proprietor 獨(dú)資經(jīng)營者
source code 源指令碼
sovereign debt 外債
sovereign risk 主權(quán)風(fēng)險(xiǎn)
Special Levy 特別征費(fèi)
special limit order 特別限價(jià)盤
Special Treasury【Mainland China】 特種國債;特別國債【中國內(nèi)地】
Special Treatment【Mainland China】 特別處理股【中國內(nèi)地】
specialised bank 專業(yè)銀行*
Specialist System【US】 「特許證券商」制度【美國】
speed bump 停市措施
spin-off 分拆;分拆上市
split 股份拆細(xì)
sponsor 保薦人
sponsoring broker 保薦經(jīng)紀(jì)
Sponsor's Declaration 《保薦人聲明》
spot market 現(xiàn)貨市場
spot month 現(xiàn)貨月
spot price 現(xiàn)貨價(jià)
spread 價(jià)位;差價(jià)
spread【options】 跨價(jià)/跨期式組合【期權(quán)】
spread margin 復(fù)式按金
spread of holders 持股人的分布情況
spread of sector 行業(yè)覆蓋層面
spread option 復(fù)式期權(quán)
spread order 復(fù)式盤
spread table 價(jià)位表
spread trading 跨期買賣;跨價(jià)買賣
squeeze 挾倉
stagflation 滯脹
staggering maturities 交錯(cuò)到期組合
stamp duty 印花稅
Stamp Duty Ordinance 《印花稅條例》
Standard & Poor's Depository Receipt (SPDR) 標(biāo)準(zhǔn)普爾500綜合指數(shù)預(yù)托證券
Standard & Poor's Rating 標(biāo)準(zhǔn)普爾評(píng)級(jí)
standard accounting practice 標(biāo)準(zhǔn)會(huì)計(jì)準(zhǔn)則
standard contract 標(biāo)準(zhǔn)合約
standard deviation 標(biāo)準(zhǔn)差
standard deviation of daily return 每日回報(bào)標(biāo)準(zhǔn)差
standard registration service 標(biāo)準(zhǔn)登記服務(wù)
Standing Committee on Company Law Reform (SCCLR) 公司法改革常務(wù)委員會(huì)
standstill agreement 暫緩還款協(xié)議
standstill return 股價(jià)不動(dòng)時(shí)回報(bào)
State Administration of Foreign Exchange (SAFE)【Mainland China】 國家外匯管理局【中國內(nèi)地】
State Bureau for Industrial and Commercial Administration【Mainland China】 國家工商局【中國內(nèi)地】
State Council Securities Committee【Mainland China】 國務(wù)院證券委員會(huì)(證券委)【中國內(nèi)地】
State Economic and Trade Commission【Mainland China】 國家經(jīng)濟(jì)貿(mào)易委員會(huì)(國家經(jīng)貿(mào)委)【中國內(nèi)地】
state share【Mainland China】 國家股;國有股【中國內(nèi)地】
State Statistics Bureau【Mainland China】 國家統(tǒng)計(jì)局【中國內(nèi)地】
State Taxation Bureau【Mainland China】 國家稅務(wù)局【中國內(nèi)地】
statement of "non-owner movement in equity" 非所有者權(quán)益變動(dòng)表
statement of account 戶口結(jié)單
statement of adjustments 調(diào)整表;調(diào)整聲明
Statement of Standard Accounting Practice (SSAP) 《會(huì)計(jì)實(shí)務(wù)準(zhǔn)則》
Statement of Stock Movement【CCASS】 股份轉(zhuǎn)移報(bào)告【中央結(jié)算系統(tǒng)】
State-owned Assets Supervision and Administration Commission 國有資產(chǎn)監(jiān)督管理委員會(huì)
state-owned enterprise【Mainland China】 國營企業(yè)【中國內(nèi)地】
static information 靜態(tài)信息
Status Report on Issuers' Delay in Releasing Results Announcement 有關(guān)發(fā)行人延遲公布業(yè)績之報(bào)告
statutory public welfare fund【Mainland China】 法定公益金【中國內(nèi)地】
statutory reserve 法定儲(chǔ)備
statutory surplus reserve【Mainland China】 法定公積金【中國內(nèi)地】
Steering Committee on Organisational Review【SEHK】 組織架構(gòu)檢討指導(dǎo)委員會(huì)【聯(lián)交所】
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎(chǔ)設(shè)施督導(dǎo)委員會(huì)
stock borrowing and lending 股票借貸
stock borrowing and lending position information page【Teletext】 股票借貸數(shù)額資料頁【大利市】
stock clearing fee 股份結(jié)算費(fèi)
stock code 股份代號(hào);證券代號(hào)
stock conversion 股份收納
stock custody fee 股份托管費(fèi)
stock deposit fee 股份存放費(fèi)
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)【UK】 交易所另項(xiàng)交易系統(tǒng)【英國】
Stock Exchange Automated Quotations System (SEAQ)【UK】 交易所自動(dòng)報(bào)價(jià)系統(tǒng)【英國】
Stock Exchange Automated Quotations System for International Equities (SEAQI)【UK】 交易所國際自動(dòng)報(bào)價(jià)系統(tǒng)【英國】
Stock Exchange Information Services Limited (SEIS) 香港聯(lián)合交易所信息服務(wù)有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯(lián)合交易所有限公司(聯(lián)交所)
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng)
Stock Exchange Trading Right 聯(lián)交所交易權(quán)
Stock Exchanges Unification Ordinance 《證券交易所合并條例》
stock futures 股票期貨
stock lender 股票出借人;貸股人
Stock Lender Participant【CCASS Participant】 貸股人參與者【中央結(jié)算系統(tǒng)參與者】
Stock Lending Account【clearing】 股票貸出戶口【結(jié)算】
Stock Market History Project 證券市場歷史研究計(jì)劃
Stock Market Information Donation Programme 股市資料捐贈(zèng)計(jì)劃
stock option 股票期權(quán)
Stock Options Reference Educator (SCORE) 股票期權(quán)參考教育站
stock page【Teletext】 股份頁【大利市機(jī)】
stock pledgee 股票承押人;股份承押人
Stock Pledgee Participant 【CCASS Participants】 股份承押人參與者【中央結(jié)算系統(tǒng)參與者】
stock return 股票歸還
Stock Segregated Account with Statement Service【CCASS】 附寄結(jié)單服務(wù)的股份獨(dú)立戶口【中央結(jié)算系統(tǒng)】
stock settlement fee 股份交收費(fèi)
stock split 股份拆細(xì)
stock withdrawal fee 股份提取費(fèi)
Stockbrokers' Association of Hong Kong (1891) 香港股票經(jīng)紀(jì)會(huì)(1891年)
stop limit order 止蝕限價(jià)盤
stop order; stop-loss order 止蝕盤
straddle【options】 馬鞍式組合【期權(quán)】
straight bond 普通債券
straight-through processing 直通式交易程序
straightline method of depreciation 直線折舊法
strangle【options】 勒束式組合【期權(quán)】
"street name" share certificate 「街名」股票;待轉(zhuǎn)名股份
strike price【options】 行使價(jià);敲價(jià)【期權(quán)】
strong dollar 強(qiáng)勢美元
sub-commission 回扣/回抽傭金;倒扣
sub-index 分類指數(shù)
sub-ledger 分類賬
subordinated loan 附屬貸款;后償貸款
subscription 認(rèn)購
subscription warrant (vs derivative warrant) 股本權(quán)證(相對(duì)于衍生權(quán)證)
subsidiary 附屬公司
substantial shareholder 大股東;主要股東
sub-underwriter 分包銷商
summary financial report 財(cái)務(wù)摘要報(bào)告
summary offence 輕微違紀(jì)事件/行為
supervisor【Mainland China】 監(jiān)事【中國內(nèi)地】
supervisory committee【Mainland China】 監(jiān)事會(huì)【中國內(nèi)地】
supplemental/supplementary listing document 補(bǔ)充/增補(bǔ)上市文件
supranational entity 超國家機(jī)構(gòu)
surplus reserve 盈余儲(chǔ)備
suspended trading; suspension 停牌
suspense account 暫記賬
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權(quán)協(xié)會(huì)
syndicated credit 銀團(tuán)融資
syndicated lending 銀團(tuán)貸款
syndicated loan 銀團(tuán)貸款
synthetic long call 合成認(rèn)購期權(quán)長倉
synthetic option 合成期權(quán)
synthetics 合成工具
system access right 系統(tǒng)聯(lián)通權(quán)
System Access Right Fee【options】 系統(tǒng)聯(lián)通權(quán)收費(fèi)【期權(quán)】
system closure 系統(tǒng)終止
system integrator 系統(tǒng)整合商
system parameter 系統(tǒng)參數(shù)
system sizing 制訂系統(tǒng)規(guī)模
systematic risk 系統(tǒng)性風(fēng)險(xiǎn)